Knowledge Hub

In the knowledge hub you’ll find articles, FAQs, summary information tables, videos, and links to Alixe’s blog posts on the legal aspects of: raising capital; going public through a reverse merger, qualifying transaction, initial public offering or a Regulation A+ offering; listing requirements of various North American stock exchanges; U.S. Blue Sky Rules, and equity crowdfunding.

We have organized the information in this section in folders to make it easier for you to find what you are looking for. There are over 50 articles in the Raising Capital section alone. Click on the title of a section to reveal the material in that folder.

The content of these articles is not legal advice. They are solely for informational purposes.

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General Articles on Raising Capital

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On Alixe’s Blog:

Accredited Investors

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On Alixe’s Blog:

Equity Crowdfunding

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On Alixe’s Blog:

Offering Memorandum

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On Alixe’s Blog:

SEC Regulation A

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On Alixe’s Blog:

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Resale Rules and Secondary Trading of Securities

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On Alixe’s Blog:

  • Blue Sky Compliance for Secondary Trading: Proposed Regulation A+ Highlights Ongoing Issue – Jul 2, 2014

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Finders, Agents and Brokers

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On Alixe’s Blog:

Private Company Sales and Acquisitions

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On Alixe’s Blog:

Stock Options

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Miscellaneous

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On Alixe’s Blog:

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General Articles on Going Public

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Initial Public Offerings

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Reverse Takeovers

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TSX Venture Exchange Capital Pool Companies

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TSX Venture Exchange Qualifying Transactions

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General Information About Securities Markets

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The Canadian Securities Exchange

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TSX Venture Exchange

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TSX

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NASDAQ

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NYSE American

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New York Stock Exchange – NYSE

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OTC Markets

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