by Alixe Cormick | Aug 9, 2024
– August 9, 2024 – The regulation of securities trading in Canada is essential to ensuring the integrity of financial markets and protecting investors. A critical aspect of this regulation is the requirement for individuals and companies to register with...
by Alixe Cormick | Oct 31, 2023
– October 31, 2023 – Under Canadian securities law, companies seeking to raise capital by selling securities must file a prospectus with regulatory authorities or qualify for an exemption. One commonly used exemption is the accredited investor (AI)...
by Alixe Cormick | Oct 30, 2023
– October 30, 2023 – When issuing securities under the accredited investor exemption in National Instrument 45-106 – Prospectus Exemption (NI 45-106), issuers must take steps to verify purchasers qualify as accredited investors. This article discusses...
by Alixe Cormick | Sep 25, 2023
– *updated September 25, 2023 – The Toronto Stock Exchange has different listing requirements for natural resource, finance, and industrial and technology companies. The attached chart addresses the requirements of exploration and mining companies only....
by Alixe Cormick | Sep 25, 2023
– *updated September 25, 2023 – There are two tiers on the TSX Venture Exchange. Tier One is aimed at larger more established companies. Tier One companies have certain listing benefits not available to more junior companies listed on Tier Two of the TSX...