- August 9, 2024 - The regulation of securities trading in Canada is essential to ensuring the integrity of financial markets and protecting investors. A critical aspect of this regulation is the requirement for individuals and companies to register with the...
Upcoming Events
These are the upcoming events Alixe Cormick of Venture Law Corporation will take part in as a speaker or moderator.
PCMA of Canada - Annual Conference
April 24, 2024
As a director of the Private Capital Market Association of Canada (PCMA), I will attend the PCMA 2024 conference.
The conference focuses on the hot topics of interest to issuers, dealers, and industry professionals involved in the private capital markets in Canada.
Hot Topics from the Knowledge Hub
An Introduction to the Accredited Investor Exemption
- October 31, 2023 - Under Canadian securities law, companies seeking to raise capital by selling securities must file a prospectus with regulatory authorities or qualify for an exemption. One commonly used exemption is the accredited investor (AI) exemption. This...
Verifying Accredited Investor Status in Canada: Requirements and Best Practices
- October 30, 2023 - When issuing securities under the accredited investor exemption in National Instrument 45-106 – Prospectus Exemption (NI 45-106), issuers must take steps to verify purchasers qualify as accredited investors. This article discusses regulatory...