by Alixe Cormick | Nov 9, 2025
A Practical Guide for Issuers and Their AdvisorsWhat Every CEO, CFO, Director, and Professional Advisor Needs to Know About Offering Memorandum Compliance Understanding the Offering Memorandum Exemption The offering memorandum exemption under section 2.9 of...
by Alixe Cormick | Aug 9, 2024
– August 9, 2024 – The regulation of securities trading in Canada is essential to ensuring the integrity of financial markets and protecting investors. A critical aspect of this regulation is the requirement for individuals and companies to register with...
by Alixe Cormick | Feb 17, 2022
– *updated February 17, 2022 – We recommend our clients who are raising capital in the United States to provide potential investors with the following verification request. It is something we are now strongly recommending clients in Canada do as well with...
by Alixe Cormick | Feb 17, 2022
– *updated February 17, 2022 – In the Canada, who is an accredited investor is defined in Subsection 1.1 of National Instrument 45-106 Prospectus and Registration Exemptions (“NI 45-106”) The definition sets the standards for accredited...
by Alixe Cormick | Feb 15, 2022
– *updated February 15, 2022 – In the United States, Rule 501 of Regulation D: Rules Governing the Limited Offer and Sale of Securities Without Registration (“Regulation D”) under the Securities Act of 1933 (“Securities Act”) sets...