by Alixe Cormick | Nov 9, 2025
Use this checklist when preparing your offering memorandum, before accepting subscriptions, and when preparing amendments. This checklist consolidates requirements from Form 45-106F2 and common deficiencies identified by regulators. Preliminary Steps Confirmed which...
by Alixe Cormick | Nov 9, 2025
A Practical Guide for Issuers and Their AdvisorsWhat Every CEO, CFO, Director, and Professional Advisor Needs to Know About Offering Memorandum Compliance Understanding the Offering Memorandum Exemption The offering memorandum exemption under section 2.9 of...
by Alixe Cormick | Aug 9, 2024
– August 9, 2024 – The regulation of securities trading in Canada is essential to ensuring the integrity of financial markets and protecting investors. A critical aspect of this regulation is the requirement for individuals and companies to register with...
by Alixe Cormick | Oct 31, 2023
– October 31, 2023 – Under Canadian securities law, companies seeking to raise capital by selling securities must file a prospectus with regulatory authorities or qualify for an exemption. One commonly used exemption is the accredited investor (AI)...
by Alixe Cormick | Oct 30, 2023
– October 30, 2023 – When issuing securities under the accredited investor exemption in National Instrument 45-106 – Prospectus Exemption (NI 45-106), issuers must take steps to verify purchasers qualify as accredited investors. This article discusses...