by Alixe Cormick | Oct 30, 2023 | Accredited Investor, Raising Capital, Uncategorized
– October 30, 2023 – When issuing securities under the accredited investor exemption in National Instrument 45-106 – Prospectus Exemption (NI 45-106), issuers must take steps to verify purchasers qualify as accredited investors. This article discusses...
by Alixe Cormick | Feb 17, 2022 | Other Topics of Interest, Uncategorized
– *updated February 17, 2022 – Issuers are often required to engage in a due diligence review by their audit firms, legal counsel, underwriters and other outside third parties in anticipation of: (1) preparing audited financial statements and annual...