by Alixe Cormick | Sep 17, 2025
Recently, in a conversation with someone I thought had deep knowledge about the securities markets and regulations, I was surprised to learn they didn’t believe the appointment of a new senior officer of a listed company was material information, or a material change....
by Alixe Cormick | Sep 25, 2023
– *updated September 25, 2023 – The Toronto Stock Exchange has different listing requirements for natural resource, finance, and industrial and technology companies. The attached chart addresses the requirements of exploration and mining companies only....
by Alixe Cormick | Sep 25, 2023
– * last updated – September 25, 2023 – NASDAQ Stock Market was officially recognized as a stock exchange by the U.S. Securities and Exchange Commission as of June 1, 2006. Over the last twenty-five years, NASDAQ has evolved into the preferred...
by Alixe Cormick | Sep 25, 2023
– *updated September 25, 2023 – There are two tiers on the TSX Venture Exchange. Tier One is aimed at larger more established companies. Tier One companies have certain listing benefits not available to more junior companies listed on Tier Two of the TSX...
by Alixe Cormick | Sep 25, 2023
– *updated September 25, 2023 – The New York Stock Exchange acquired the American Stock Exchange in 2008. It is now known as NYSE American. NYSE American is an attractive exchange for solid micro and small-cap companies. NYSE American has four different...
by Alixe Cormick | Sep 25, 2023
– * last updated September, 2023 – There are two tiers on the TSX Venture Exchange. Tier One is aimed at larger, more established companies. Tier One companies have certain listing benefits not available to more junior companies listed on Tier Two of the...