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Private Placement Investigation: Sample Cover Letter & Questionnaire Sent to Investors by Securities Regulators

Private Placement Investigation: Sample Cover Letter & Questionnaire Sent to Investors by Securities Regulators

by Alixe Cormick | Feb 14, 2022 | Raising Capital, Raising Capital General

– *updated February 14, 2022 – The British Columbia, Alberta, Ontario and Saskatchewan securities regulators are all very proactive in their approach to overseeing the exempt private placement securities market involving their home jurisdictions. One way...
Equity Crowdfunding Portal Update and Slide Deck “Securities -Making Equity Crowdfunding Legal”

Equity Crowdfunding Portal Update and Slide Deck “Securities -Making Equity Crowdfunding Legal”

by Alixe Cormick | Mar 22, 2016 | Equity Crowdfunding, Raising Capital

New equity crowdfunding portals are starting to emerge across Canada. Five new portals became active since my last presentation on this topic in February this year, and one portal closed due to the unexpected death of its founder. Three of the new crowdfunding portals...
Part Three: Is Culture Killing Equity Crowdfunding in Canada: Real Estate Spotlight

Part Three: Is Culture Killing Equity Crowdfunding in Canada: Real Estate Spotlight

by Alixe Cormick | Oct 12, 2015 | Equity Crowdfunding, Raising Capital

[As published on October 7, 2015 on CrowdfundInsider.com] By Bret Conkin and Alixe Cormick Real estate investment is a consistently hot news topic.  Open any newspaper or news website in Canada and coverage of the real estate market is easy to find, particularly in...
Part Two: Is Culture Killing Equity Crowdfunding in Canada?

Part Two: Is Culture Killing Equity Crowdfunding in Canada?

by Alixe Cormick | Oct 8, 2015 | Equity Crowdfunding, Raising Capital

[As published on September 2, 2015 on CrowdfundInsider.com] By Bret Conkin and Alixe Cormick Causes and Lessons to be learned from more Developed Markets In this three-part series, we examine whether “conservative” Canadian business culture is having a negative effect...
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  • Going Public in Canada: A Strategic Guide for U.S. Private Companies July 8, 2025
  • Issuers and Registration: Understanding When It Is Required to Sell Securities August 9, 2024
  • An Introduction to the Accredited Investor Exemption October 31, 2023
  • Verifying Accredited Investor Status in Canada: Requirements and Best Practices October 30, 2023
  • Listing Requirements of the Toronto Stock Exchange (TSX) – Exploration and Mining Companies September 25, 2023

New Articles

  • Going Public in Canada: A Strategic Guide for U.S. Private Companies July 8, 2025
  • Issuers and Registration: Understanding When It Is Required to Sell Securities August 9, 2024
  • An Introduction to the Accredited Investor Exemption October 31, 2023
  • Verifying Accredited Investor Status in Canada: Requirements and Best Practices October 30, 2023
  • Listing Requirements of the Toronto Stock Exchange (TSX) – Exploration and Mining Companies September 25, 2023
  • Listing Requirements of the NASDAQ Stock Market September 25, 2023
  • Listing Requirements of the TSX Venture Exchange (TSXV) – Industrial, Technology, Life Sciences, Real Estate and Investment Companies September 25, 2023
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