by Alixe Cormick | Feb 15, 2022 | Accredited Investor, Raising Capital
– *updated February 15, 2022 – In the United States, Rule 501 of Regulation D: Rules Governing the Limited Offer and Sale of Securities Without Registration (“Regulation D”) under the Securities Act of 1933 (“Securities Act”) sets...
by Alixe Cormick | Feb 14, 2022 | Securities Trading Markets
– Updated February 14, 2022 – It is difficult to find information on the internet about the cost of listing on a stock exchange or getting a quote on an over-the-counter trading market in North America. It is equally difficult to find information about the...
by Alixe Cormick | Feb 14, 2022 | Raising Capital, Raising Capital General
– *updated February 14, 2022 – The British Columbia, Alberta, Ontario and Saskatchewan Securities Commissions are all very proactive in their approach to overseeing the exempt private placement securities market involving their home jurisdictions. One way...
by Alixe Cormick | Feb 14, 2022 | Eligible Investor, Offering Memorandum, Raising Capital
– *updated February 14, 2022 – The securities regulators in Alberta, Saskatchewan, Manitoba, Ontario, Québec, Northwest Territories, Nunavut, Yukon, Prince Edward Island, New Brunswick and Nova Scotia require investors purchasing more than $10,000 in...
by Alixe Cormick | Feb 14, 2022 | Raising Capital, Raising Capital General
– *updated February 14, 2022 – The British Columbia, Alberta, Ontario and Saskatchewan securities regulators are all very proactive in their approach to overseeing the exempt private placement securities market involving their home jurisdictions. One way...
by Alixe Cormick | Feb 2, 2022 | Resale Rules and Secondary Trading
– *updated February 2, 2022 – Canadian provincial securities laws apply anytime a company issuing securities is located in Canada or the individual receiving or selling securities is located in Canada. If you purchased securities of a company in a private...
by Alixe Cormick | Oct 10, 2019 | Resale Rules and Secondary Trading
– *updated October 10, 2019 – This article discusses how US Blue Sky resale laws work and the importance of Blue Sky manual exemption when re-selling private placement securities in the US. State securities laws are often called “Blue Sky”...
by Alixe Cormick | Sep 27, 2019 | Securities Trading Markets, TSX Venture Exchange (TSX-V)
Listings and capital raises on the TSX Venture Exchange (TSXV) have been choppy in 2019. As of July 31, 2019, there has been a total of 86 going public/new listing transactions on the TSXV (July 2018 – 120). [1] From 2009 to 2013 the number of listings on...