by Alixe Cormick | Feb 17, 2022
– *updated February 17, 2022 – In the Canada, who is an accredited investor is defined in Subsection 1.1 of National Instrument 45-106 Prospectus and Registration Exemptions (“NI 45-106”) The definition sets the standards for accredited...
by Alixe Cormick | Feb 17, 2022
– *updated February 17, 2022 – Issuers are often required to engage in a due diligence review by their audit firms, legal counsel, underwriters and other outside third parties in anticipation of: (1) preparing audited financial statements and annual...
by Alixe Cormick | Feb 15, 2022
– *updated February 15, 2022 – In the United States, Rule 501 of Regulation D: Rules Governing the Limited Offer and Sale of Securities Without Registration (“Regulation D”) under the Securities Act of 1933 (“Securities Act”) sets...
by Alixe Cormick | Feb 14, 2022
– Updated February 14, 2022 – It is difficult to find information on the internet about the cost of listing on a stock exchange or getting a quote on an over-the-counter trading market in North America. It is equally difficult to find information about the...
by Alixe Cormick | Feb 14, 2022
– *updated February 14, 2022 – The British Columbia, Alberta, Ontario and Saskatchewan Securities Commissions are all very proactive in their approach to overseeing the exempt private placement securities market involving their home jurisdictions. One way...
by Alixe Cormick | Feb 14, 2022
– *updated February 14, 2022 – The securities regulators in Alberta, Saskatchewan, Manitoba, Ontario, Québec, Northwest Territories, Nunavut, Yukon, Prince Edward Island, New Brunswick and Nova Scotia require investors purchasing more than $10,000 in...
by Alixe Cormick | Feb 14, 2022
– *updated February 14, 2022 – The British Columbia, Alberta, Ontario and Saskatchewan securities regulators are all very proactive in their approach to overseeing the exempt private placement securities market involving their home jurisdictions. One way...
by Alixe Cormick | Feb 2, 2022
– *updated February 2, 2022 – Canadian provincial securities laws apply anytime a company issuing securities is located in Canada or the individual receiving or selling securities is located in Canada. If you purchased securities of a company in a private...