– *updated March 21, 2022 –
The United States Securities Exchange Commission is the Federal securities regulator in the United States. Each individual State also has its own State securities regulator. All transactions that involve securities within a particular State must comply with that State’s securities rules and regulations, unless otherwise exempt. Both Federal and applicable State securities rules and regulations must be followed if a transaction involves more than one State.
We have organized contact information and links in folders. Just click on the name of the State to reveal the resources in that folder.
Alabama Securities Commission401 Adams Ave., Suite 280
P.O. Box 304700
Montgomery, AL 36104
Phone: 1-800-222-1253 or 334-242-2984
Fax: 334-242-0240 or 334- 353-4690
E-mail: asc@asc.alabama.gov
Alaska Dept. Of Commerce, Community & Economic DevelopmentDivision of Banking and Securities
150 Third Street, Suite 217
Juneau, AK 99801
Mailing address:
P.O. Box 110807
Juneau, AK 99811-0807
Phone: 907-465-2521
Fax: 907-465-2549
- Alaska Blue Sky Laws (pdf)
- Alaska Blue Sky Regulations (pdf
Arizona Corporation CommissionSecurities Division
1300 West Washington, Third Floor
Phoenix, Arizona 85007
Phone: 602-542-4242
Fax: 602-388-1335
Arkansas Securities Department
Heritage West Building
201 East Markham, Suite 300
Little Rock, Arkansas 72201-1692
Phone: 501-324-9260
Fax: 501-324-9268
California Dept. of Business Oversight
Department of Business Oversight
1515 K Street Suite 200
Sacramento, CA 95814-4052
Phone: 866-275-2677 or 916-322-1559
Fax: 916-322-1559
- California Blue Sky Laws (go to Securities Division)
- California Blue Sky Regulations
Colorado Division of Securities
1560 Broadway, Suite 900
Denver, CO 80202
Phone: 303-894-2320
Fax: 303-861-2126
Connecticut Department of Banking Securities and Business Investments Division
260 Constitution Plaza
Hartford, CT 06103-1800
Phone: 860-240-8230
Fax: 860-240-8295
- Connecticut Blue Sky Laws (scroll to 36B)
- Connecticut Blue Sky Regulations
Delaware Securities Division
Carvel State Office Building
820 North French Street, 5th Floor
Wilmington, DE 19801
Phone: 302-577-8424
Fax: 302-577-6987
District of Columbia
Dept. of Insurance, Securities and Banking
810 First Street N.E., Suite 701
Washington, DC 20002
Phone: 202-442-7800
Fax: 202-354-1092
Florida Office of Financial Regulation
Division of Securities and Finance
200 East Gaines Street
Tallahassee, FL 32399-0372
Phone: 850-410-9500
Fax: 850-410-9748
Georgia Securities and Business Regulation Division
802 West Tower, Suite 313
Atlanta, GA 30334
Phone: 404-654-6023
Fax: 478-314-5805 (historic)
Hawaii Department of Commerce and Consumer Affairs: Business Registration Division
Commissioner of Securities
335 Merchant Street, Rm. 203
Honolulu, HI 96813
Mailing address:
P.O. Box 40
Honolulu, HI 96810
Phone: 808-586-2744
Fax: 808-586-2733
Idaho Department of Finance
Securities Bureau
800 Park Blvd, Suite 200
Boise, ID 83712
Mailing address:
P.O. Box 83720
Boise, ID 83720-0031
Phone: 208-332-8004
Fax: 208-332-8099
Illinois Securities Department
69 West Washington Street
Suite 1220
Chicago, IL 60602
Phone: 312-793-3384
Fax: 312-793-1202
Indiana Securities Division
302 West Washington Street, Room E-111
Indianapolis, IN 46204
Phone: 317-232-6681
Fax 317-233-3675
Iowa Insurance Division Securities Bureau
601 Locust – 4th floor
Des Moines, IA 50309
Phone: 515-281-5705
Fax: 515-281-3059
E-mail: iowasec@iid.state.ia.us
Kansas Office of the Securities Commissioner
109 SW 9th Street, Suite 600
Topeka, KS 66612-1215
Phone: 785-296-3307
Fax: 785-296-6872
E-mail: securities@state.ks.us
Kentucky Office of Financial Institutions Division of Securities
1025 Capital Center Drive, Suite 200
Frankfort, KY 40601
Phone: 502-573-3390
Fax: 502-573-2182
Louisiana Office of Financial Institutions
Securities Division
8660 United Plaza Blvd, 2nd Floor
Baton Rouge, LA 70809-7024
Mailing address:
Post Office Box 94095
Baton Rouge, LA 70804-9095
Phone: 225-925-4512
Fax: 225-925-4548
E-mail: ofila@ofi.la.gov
Maine Office of Securities
Office of Securities
121 State House Station
Augusta, ME 04333-0121
Phone: 207-624-8551
Fax: 207-624-8590
Maryland Attorney General
Securities Division
200 St. Paul Place, 20th Floor
Baltimore, MD 21202-2020
Phone: 410-576-6360
Fax: 410-576-6532
E-mail: securities@oag.state.md.us
Massachusetts Securities Division
John W. McCormack Building
One Ashburton Place, 17th Floor
Boston, MA 02108
Phone: 617-727-3548
Fax: 617-248-0177
Michigan Department of Insurance and Financial Services
Corporation, Securities and Commercial Licensing Bureau
2501 Woodlake Circle, Okemos, MI 48864
PO Box 30018
Lansing, MI 48909
Mailing address:
DIFS
P. O. Box 30018
Lansing, MI 48909-7720
Phone: 517-241-9202
Fax: 517-335-4978
E-mail: ofir-sec-info@michigan.gov
Minnesota Department of Commerce Securities Division
85 East 7th Place, Suite 500
St. Paul, MN 55101-2198
Phone: 651-296-539-1638
Fax: 612-296-4328
E-mail: securities.commerce@state.mn.us
Mississippi Secretary of State
Securities Division
125 S. Congress Street, PO Box 136
Jackson, MS 39201
Mailing address:
P.O. Box 136
Jackson, MS 39205-0136
Phone: 601-359-1334
Fax: 601-359-9070
Missouri Secretary of State
Securities Division
600 West Main Street, 2nd Floor
P.O. Box 1276
Jefferson City, MO 65101
Phone: 573-751-4136
Fax: 573-526-3124
E-mail: securities@sos.mo.gov
Montana Commissioner of Insurance and Securities
840 Helena Avenue
Helena, MT 59601
Phone: 406-444-2040
Fax: 406-444-5558
Nebraska Department of Banking and Finance
Bureau of Securities
1526 K Street, Suite 300
Lincoln, NE 68508
Mailing address:
P.O. Box 95006
Lincoln, NE 68509-5006
Phone: 402-471-3445
Nevada Secretary of State
Securities Division
555 E. Washington Ave., Suite 5200
Las Vegas, NV 89101
Phone: 702-486-2440
Fax: 702-486-2452
E-mail: nvsec@sos.nv.gov
New Hampshire Bureau of Securities Regulation
N.H. Department of State
107 North Main Street, Room 204
Concord, NH 03301-4989
Phone: 603-271-1463
Fax: 603-271-7933
New Jersey Bureau of Securities
Gibraltar Building
153 Halsey St.
6th Floor
Newark, NJ 07102
Mailing address:
P.O. Box 47029
Newark, NJ 07101
Phone: 973-504-3600
Fax: 201-504-3601
New Mexico Securities Division
2550 Cerrillos Road
Santa Fe, NM 87505
Phone: 505-476-4580
Fax: 305-984-0617
New York Bureau of Investor Protection and Securities
120 Broadway
23rd Floor
New York, NY 10271
Phone: 212-416-8222
Fax: 212-416-8816
- New York Blue Sky Laws (Article
North Carolina Secretary of State
Securities Division
2 South Salisbury Street
Raleigh, NC 27601
Phone: 919-733-3924
Fax: 919-807-2183
North Dakota Securities Department
State Capitol Building
600 East Boulevard Avenue, 5th Floor
Bismarck, ND 58505-0510
Phone: 701-328-2910
Fax: 701-328-2946
Ohio Department of Commerce
Securities Division
77 South High Street, 22nd Floor
Columbus, OH 43215
Phone: 614-644-7381
Fax: 614-466-3316
Oklahoma Securities Commission
First National Center
204 North Robinson, Ste. 400
Oklahoma City OK 73102-7001
Phone: 405-280-7700
Fax: 405-280-7742
Oregon Department of Consumer and Business Services
Division of Finance and Corporate Securities
350 Winter Street NE, Room 410
Salem, OR 97301-3881
Phone: 503-378-4140
Fax: 503-947-7862
Pennsylvania Securities Commission
17 North 2nd Street
Suite 1300
Harrisburg, PA 17101-2290
Phone: 717-787-2665
Fax: 717-783-5125
Commonwealth of Puerto Rico
Office of the Commissioner of Financial Institutions
Centro Europa Building
Mailing Address:
Fernandez Juncos Station
P.O. Box 11855
San Juan, PR 00910-3855
Special Deliveries Address:
1492 Ponce de Leon Avenue, Suite 600
San Juan, PR 00907-1492
Phone: 787-723-3131
Fax: 787-723-4225
Rhode Island Department of Business Regulation
Division of Securities
1511 Pontiac Avenue
John O. Pastore Complex Bldg. 69-1
Cranston, RI 02920
Phone: 401-462-9527
Fax: 401-462-9645
E-mail: DirectorOfficeInquiry@dbr.ri.gov
South Carolina Attorney General’s Office
Securities Division
Rembert Dennis Building
1000 Assembly St., Room 501
Columbia, SC 29201
Mailing address:
P.O Box 11549
Columbia, SC 29211-1549
Phone: 803-734-9916
Fax: 803-734-3677
South Dakota Department of
Labor and Regulation
Securities Division
124 South Euclid Avenue
Suite 104
Pierre, SD 57501-3185
Phone: 605: 773-4823
Fax: 605-773-5953
E-mail: secur@crpr1.state.sd.us
Tennessee Department of Commerce and Insurance
Securities Division
Davy Crockett Tower
500 James Robertson Parkway, Suite 660
Nashville, TN 37243-0583
Phone: 615-741-2947
Fax: 615-532-8375
Texas State Securities Board
208 East 10th Street, 5th Floor
Austin, TX 78701
Mailing address:
P.O. Box 13167
Austin, TX 78711-3167
Phone: 512-305-8300
Fax: 512-305-8310
U.S. Virgin Islands Division of Banking and Insurance
18 Kongens Gade
Saint Thomas, VI 00802
Phone: 340-774-7166
Utah Division of Securities
Herber M. Well Building
160 East 300 South, 2nd Floor
Salt Lake City, UT 84111
Mailing address:
P.O. Box 146760
Salt Lake City, UT 84114-6760
Phone: 801-530-6600
Fax: 801-530-6980
E-mail: securities@utah.gov
Vermont Department of Financial Regulation
Securities Division
89 Main Street, 3rd Floor
Montpelier, VT 05620-3101
Phone: 802-828-3420
Fax: 802-828-2896
Virginia Division of Securities and Retail Franchising
1300 East Main Street, 9th Floor
Richmond, VA 23219
Mailing address:
P.O. Box 1197
Richmond, VA 23218
Phone: 804-371-9051
Fax: 804-371-9911
Email: SRF_Examination@scc.virginia.gov
Washington Department of Financial Institutions
Securities Division
150 Israel Rd, SWPO Box 9033
Tumwater, WA 98507-9033
Phone: 360-902-8760
Fax: 360-902-0524
West Virginia Securities Commission a Division of the West Virginia Auditor’s Office
Securities Commission
State Capitol Bldg 1, Room W-100
Charleston, WV 25305
Telephone: 304-558-2257
Fax: 304-558-4211
E-mail: securities@wvauditor.com
Wisconsin Department of Financial Institutions
Division of Securities
201 W. Washington Ave.
Madison, WI 53703
Mailing address:
P.O. Box 1768
Madison, WI 53701-1768
Phone: 608-266-1064
Fax:604-264-7979
Wyoming Secretary of State
200 West 24th Street
Cheyenne, WY 82002-0020
Phone: 307-777-7370
Fax: 307-777-7640
E-mail: investing@wyo.gov