U.S. State Securities Regulators & Blue Sky Regulations

– *updated March 21, 2022 –

blue-sky-regulationsThe United States Securities Exchange Commission is the Federal securities regulator in the United States. Each individual State also has its own State securities regulator. All transactions that involve securities within a particular State must comply with that State’s securities rules and regulations, unless otherwise exempt. Both Federal and applicable State securities rules and regulations must be followed if a transaction involves more than one State.

We have organized contact information and links in folders. Just click on the name of the State to reveal the resources in that folder.

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[su_spoiler title=”Alabama – AL” style=”fancy”]

Alabama Securities Commission401 Adams Ave., Suite 280
P.O. Box 304700
Montgomery, AL 36104
Phone: 1-800-222-1253 or 334-242-2984
Fax: 334-242-0240 or 334- 353-4690
E-mail: asc@asc.alabama.gov

[/su_spoiler][su_spoiler title=”Alaska – AK” style=”fancy”]

Alaska Dept. Of Commerce, Community & Economic DevelopmentDivision of Banking and Securities
150 Third Street, Suite 217
Juneau, AK 99801

Mailing address:

P.O. Box 110807
Juneau, AK 99811-0807
Phone: 907-465-2521
Fax: 907-465-2549

[/su_spoiler][su_spoiler title=”Arizona – AZ” style=”fancy”]

Arizona Corporation CommissionSecurities Division
1300 West Washington, Third Floor
Phoenix, Arizona 85007
Phone: 602-542-4242
Fax: 602-388-1335

[/su_spoiler][su_spoiler title=”Arkansas – AR” style=”fancy”]

Arkansas Securities Department
Heritage West Building
201 East Markham, Suite 300
Little Rock, Arkansas 72201-1692
Phone: 501-324-9260
Fax: 501-324-9268

[/su_spoiler][su_spoiler title=”California – CA” style=”fancy”]

California Dept. of Business Oversight
Department of Business Oversight
1515 K Street Suite 200
Sacramento, CA 95814-4052
Phone: 866-275-2677 or 916-322-1559
Fax: 916-322-1559

[/su_spoiler][su_spoiler title=”Colorado – CO” style=”fancy”]

Colorado Division of Securities
1560 Broadway, Suite 900
Denver, CO 80202

Phone: 303-894-2320
Fax: 303-861-2126

[/su_spoiler][su_spoiler title=”Connecticut – CT” style=”fancy”]

Connecticut Department of Banking Securities and Business Investments Division
260 Constitution Plaza
Hartford, CT 06103-1800

Phone: 860-240-8230
Fax: 860-240-8295

[/su_spoiler][su_spoiler title=”Delaware – DE” style=”fancy”]

Delaware Securities Division
Carvel State Office Building
820 North French Street, 5th Floor
Wilmington, DE 19801

Phone: 302-577-8424
Fax: 302-577-6987

[/su_spoiler][su_spoiler title=”District of Columbia – DC” style=”fancy”]

District of Columbia
Dept. of Insurance, Securities and Banking
810 First Street N.E., Suite 701
Washington, DC 20002

Phone: 202-442-7800
Fax: 202-354-1092

[/su_spoiler][su_spoiler title=”Florida – FL” style=”fancy”]

Florida Office of Financial Regulation
Division of Securities and Finance
200 East Gaines Street
Tallahassee, FL 32399-0372

Phone: 850-410-9500
Fax: 850-410-9748

[/su_spoiler][su_spoiler title=”Georgia – GA” style=”fancy”]

Georgia Securities and Business Regulation Division
802 West Tower, Suite 313
Atlanta, GA 30334

Phone: 404-654-6023
Fax: 478-314-5805 (historic)

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[su_spoiler title=”Hawaii – HI” style=”fancy”]

Hawaii Department of Commerce and Consumer Affairs: Business Registration Division
Commissioner of Securities
335 Merchant Street, Rm. 203
Honolulu, HI 96813

Mailing address:

P.O. Box 40
Honolulu, HI 96810

Phone: 808-586-2744
Fax: 808-586-2733

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[su_spoiler title=”Idaho – ID” style=”fancy”]

Idaho Department of Finance
Securities Bureau
800 Park Blvd, Suite 200
Boise, ID 83712

Mailing address:

P.O. Box 83720
Boise, ID 83720-0031

Phone: 208-332-8004
Fax: 208-332-8099

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[su_spoiler title=”Illinois – IL” style=”fancy”]

Illinois Securities Department
69 West Washington Street
Suite 1220
Chicago, IL 60602

Phone: 312-793-3384
Fax: 312-793-1202

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[su_spoiler title=”Indiana – IN” style=”fancy”]

Indiana Securities Division
302 West Washington Street, Room E-111
Indianapolis, IN 46204

Phone: 317-232-6681
Fax 317-233-3675

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[su_spoiler title=”Iowa – IA” style=”fancy”]

Iowa Insurance Division Securities Bureau
601 Locust – 4th floor
Des Moines, IA 50309

Phone: 515-281-5705
Fax: 515-281-3059
E-mail: iowasec@iid.state.ia.us

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[su_spoiler title=”Kansas – KS” style=”fancy”]

Kansas Office of the Securities Commissioner
109 SW 9th Street, Suite 600
Topeka, KS 66612-1215

Phone: 785-296-3307
Fax: 785-296-6872
E-mail: securities@state.ks.us

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[su_spoiler title=”Kentucky – KY” style=”fancy”]

Kentucky Office of Financial Institutions Division of Securities
1025 Capital Center Drive, Suite 200
Frankfort, KY 40601

Phone: 502-573-3390
Fax: 502-573-2182

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[su_spoiler title=”Louisiana – LA” style=”fancy”]

Louisiana Office of Financial Institutions
Securities Division
8660 United Plaza Blvd, 2nd Floor
Baton Rouge, LA 70809-7024

Mailing address:

Post Office Box 94095
Baton Rouge, LA 70804-9095

Phone: 225-925-4512
Fax: 225-925-4548
E-mail: ofila@ofi.la.gov

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[su_spoiler title=”Maine – ME” style=”fancy”]

Maine Office of Securities
Office of Securities
121 State House Station
Augusta, ME 04333-0121

Phone: 207-624-8551
Fax: 207-624-8590

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[su_spoiler title=”Maryland – MD” style=”fancy”]

Maryland Attorney General
Securities Division
200 St. Paul Place, 20th Floor
Baltimore, MD 21202-2020

Phone: 410-576-6360
Fax: 410-576-6532
E-mail: securities@oag.state.md.us

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[su_spoiler title=”Massachusetts – MA” style=”fancy”]

Massachusetts Securities Division
John W. McCormack Building
One Ashburton Place, 17th Floor
Boston, MA 02108

Phone: 617-727-3548
Fax: 617-248-0177

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[su_spoiler title=”Michighan – MI” style=”fancy”]

Michigan Department of Insurance and Financial Services
Corporation, Securities and Commercial Licensing Bureau
2501 Woodlake Circle, Okemos, MI 48864
PO Box 30018
Lansing, MI 48909

Mailing address:

DIFS
P. O. Box 30018
Lansing, MI 48909-7720

Phone: 517-241-9202
Fax: 517-335-4978
E-mail: ofir-sec-info@michigan.gov

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[su_spoiler title=”Minnesota – MN” style=”fancy”]

Minnesota Department of Commerce Securities Division
85 East 7th Place, Suite 500
St. Paul, MN 55101-2198

Phone: 651-296-539-1638
Fax: 612-296-4328
E-mail: securities.commerce@state.mn.us

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[su_spoiler title=”Mississippi – MS” style=”fancy”]

Mississippi Secretary of State
Securities Division
125 S. Congress Street, PO Box 136
Jackson, MS 39201

Mailing address:

P.O. Box 136
Jackson, MS 39205-0136

Phone: 601-359-1334
Fax: 601-359-9070

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[su_spoiler title=”Missouri – MI” style=”fancy”]

Missouri Secretary of State
Securities Division
600 West Main Street, 2nd Floor
P.O. Box 1276
Jefferson City, MO 65101

Phone: 573-751-4136
Fax: 573-526-3124
E-mail: securities@sos.mo.gov

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[su_spoiler title=”Montana – MO” style=”fancy”]

Montana Commissioner of Insurance and Securities
840 Helena Avenue
Helena, MT 59601

Phone: 406-444-2040
Fax: 406-444-5558

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[su_spoiler title=”Nebraska – NE” style=”fancy”]

Nebraska Department of Banking and Finance
Bureau of Securities
1526 K Street, Suite 300
Lincoln, NE 68508

Mailing address:

P.O. Box 95006
Lincoln, NE 68509-5006

Phone: 402-471-3445

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[su_spoiler title=”Nevada – NV” style=”fancy”]

Nevada Secretary of State
Securities Division
555 E. Washington Ave., Suite 5200
Las Vegas, NV 89101

Phone: 702-486-2440
Fax: 702-486-2452
E-mail: nvsec@sos.nv.gov

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[su_spoiler title=”New Hampshire – NH” style=”fancy”]

New Hampshire Bureau of Securities Regulation
N.H. Department of State
107 North Main Street, Room 204
Concord, NH 03301-4989

Phone: 603-271-1463
Fax: 603-271-7933

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[su_spoiler title=”New Jersey – NJ” style=”fancy”]

New Jersey Bureau of Securities
Gibraltar Building
153 Halsey St.
6th Floor
Newark, NJ 07102

Mailing address:

P.O. Box 47029
Newark, NJ 07101

Phone: 973-504-3600
Fax: 201-504-3601

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[su_spoiler title=”New Mexico – NM” style=”fancy”]

New Mexico Securities Division
2550 Cerrillos Road
Santa Fe, NM 87505

Phone: 505-476-4580
Fax: 305-984-0617

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[su_spoiler title=”New York – NY” style=”fancy”]

New York Bureau of Investor Protection and Securities
120 Broadway
23rd Floor
New York, NY 10271

Phone: 212-416-8222
Fax: 212-416-8816

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[su_spoiler title=”North Carolina – NC” style=”fancy”]

North Carolina Secretary of State
Securities Division
2 South Salisbury Street
Raleigh, NC 27601

Phone: 919-733-3924
Fax: 919-807-2183

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[su_spoiler title=”North Dakota – ND” style=”fancy”]

North Dakota Securities Department
State Capitol Building
600 East Boulevard Avenue, 5th Floor
Bismarck, ND 58505-0510

Phone: 701-328-2910
Fax: 701-328-2946

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[su_spoiler title=”Ohio – OH” style=”fancy”]

Ohio Department of Commerce
Securities Division
77 South High Street, 22nd Floor
Columbus, OH 43215

Phone: 614-644-7381
Fax: 614-466-3316

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[su_spoiler title=”Oklahoma – OK” style=”fancy”]

Oklahoma Securities Commission
First National Center
204 North Robinson, Ste. 400
Oklahoma City OK 73102-7001

Phone: 405-280-7700
Fax: 405-280-7742

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[su_spoiler title=”Oregon – OR” style=”fancy”]

Oregon Department of Consumer and Business Services
Division of Finance and Corporate Securities
350 Winter Street NE, Room 410
Salem, OR 97301-3881

Phone: 503-378-4140
Fax: 503-947-7862

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[su_spoiler title=”Pennsylvania – PA” style=”fancy”]

Pennsylvania Securities Commission
17 North 2nd Street
Suite 1300
Harrisburg, PA 17101-2290

Phone: 717-787-2665
Fax: 717-783-5125

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[su_spoiler title=”Puerto Rico – PR” style=”fancy”]

Commonwealth of Puerto Rico
Office of the Commissioner of Financial Institutions
Centro Europa Building

Mailing Address:

Fernandez Juncos Station
P.O. Box 11855
San Juan, PR 00910-3855

Special Deliveries Address:

1492 Ponce de Leon Avenue, Suite 600
San Juan, PR 00907-1492

Phone: 787-723-3131
Fax: 787-723-4225

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[su_spoiler title=”Rhode Island – RI” style=”fancy”]

Rhode Island Department of Business Regulation
Division of Securities
1511 Pontiac Avenue
John O. Pastore Complex Bldg. 69-1
Cranston, RI 02920

Phone: 401-462-9527
Fax: 401-462-9645
E-mail: DirectorOfficeInquiry@dbr.ri.gov

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[su_spoiler title=”South Carolina – SC” style=”fancy”]

South Carolina Attorney General’s Office
Securities Division
Rembert Dennis Building
1000 Assembly St., Room 501
Columbia, SC 29201

Mailing address:

P.O Box 11549
Columbia, SC 29211-1549

Phone: 803-734-9916
Fax: 803-734-3677

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[su_spoiler title=”South Dakota – SD” style=”fancy”]

South Dakota Department of
Labor and Regulation
Securities Division
124 South Euclid Avenue
Suite 104
Pierre, SD 57501-3185

Phone: 605: 773-4823
Fax: 605-773-5953
E-mail: secur@crpr1.state.sd.us

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[su_spoiler title=”Tennessee – TN” style=”fancy”]

Tennessee Department of Commerce and Insurance
Securities Division
Davy Crockett Tower
500 James Robertson Parkway, Suite 660
Nashville, TN 37243-0583

Phone: 615-741-2947
Fax: 615-532-8375

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[su_spoiler title=”Texas – TX” style=”fancy”]

Texas State Securities Board
208 East 10th Street, 5th Floor
Austin, TX 78701

Mailing address:

P.O. Box 13167
Austin, TX 78711-3167

Phone: 512-305-8300
Fax: 512-305-8310

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[su_spoiler title=”U.S. Virgin Islands – VI” style=”fancy”]

U.S. Virgin Islands Division of Banking and Insurance
18 Kongens Gade
Saint Thomas, VI 00802

Phone: 340-774-7166

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[su_spoiler title=”Utah – UT” style=”fancy”]

Utah Division of Securities
Herber M. Well Building
160 East 300 South, 2nd Floor
Salt Lake City, UT 84111

Mailing address:

P.O. Box 146760
Salt Lake City, UT 84114-6760

Phone: 801-530-6600
Fax: 801-530-6980
E-mail: securities@utah.gov

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[su_spoiler title=”Vermont – VT” style=”fancy”]

Vermont Department of Financial Regulation
Securities Division
89 Main Street, 3rd Floor
Montpelier, VT 05620-3101

Phone: 802-828-3420
Fax: 802-828-2896

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[su_spoiler title=”Virginia – VA” style=”fancy”]

Virginia Division of Securities and Retail Franchising
1300 East Main Street, 9th Floor
Richmond, VA 23219

Mailing address:

P.O. Box 1197
Richmond, VA 23218

Phone: 804-371-9051
Fax: 804-371-9911
Email: SRF_Examination@scc.virginia.gov

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[su_spoiler title=”Washington – WA” style=”fancy”]

Washington Department of Financial Institutions
Securities Division
150 Israel Rd, SWPO Box 9033
Tumwater, WA 98507-9033

Phone: 360-902-8760
Fax: 360-902-0524

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[su_spoiler title=”West Virgini- WV” style=”fancy”]

West Virginia Securities Commission a Division of the West Virginia Auditor’s Office
Securities Commission
State Capitol Bldg 1, Room W-100
Charleston, WV 25305

Telephone: 304-558-2257
Fax: 304-558-4211
E-mail: securities@wvauditor.com

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[su_spoiler title=”Wisconsin – WI” style=”fancy”]

Wisconsin Department of Financial Institutions
Division of Securities
201 W. Washington Ave.
Madison, WI 53703

Mailing address:

P.O. Box 1768
Madison, WI 53701-1768

Phone: 608-266-1064
Fax:604-264-7979

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[su_spoiler title=”Wyoming – WY” style=”fancy”]

Wyoming Secretary of State
200 West 24th Street
Cheyenne, WY 82002-0020

Phone: 307-777-7370
Fax: 307-777-7640
E-mail: investing@wyo.gov

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