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Useful Links: US State Securities Regulators


Alabama Securities Commission
770 Washington Ave, Suite 570
Montgomery, AL 36130-4700
Phone: 1-800-222-1253 or (334) 242-2984
Fax: (334) 242-0240 or (334) 353-4690
E-mail:
asc@asc.state.al.us

Alabama Blue Sky Laws

Alabama Blue Sky Regulations

Alaska Dept. Of Community & Economic Development
Division of Banking, Securities & Corporations
150 Third Street, Suite 217
Juneau, AK 99801

Mailing address:
P.O. Box 110807
Juneau, AK 99811-0807
Phone: 907-465-2521
Fax: 907-465-1230
E-mail:
Vince_Usera@dced.state.ak.us

Alaska Blue Sky Laws (pdf)

Alaska Blue Sky Regulations (pdf)

Arizona Corporation Commission
Securities Division

1300 West Washington, Third Floor
Phoenix, Arizona 85007
Phone: 602-542-4242
Fax: 602-594-7470

Arizona Blue Sky Laws

Arizona Blue Sky Rules

Arkansas Securities Department
Heritage West Building
201 East Markham, 3rd floor
Little Rock, Arkansas 72201
Phone: 501-324-9260
Fax: 501-324-9268

Arkansas Blue Sky Laws

Arkansas Blue Sky Regulations

California Dept. of Corporations
Securities Regulation Division
3700 Wilshire Boulevard, Suite 600
Los Angeles CA 90010-3001
Phone: 213-736-2741
Fax: 213-736-3588
Broker-Dealer Registration: 212-736-2495

California Blue Sky Laws (go to Securities Division)

California Blue Sky Regulations

Colorado Division of Securities
1560 Broadway, Suite 900
Denver, CO 80202
Phone: 303-894-2320
Fax: 303-861-2126

Colorado Blue Sky Laws (pdf)

Colorado Blue Sky Rules

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Connecticut Department of Banking
Securities and Business Investments Division

260 Constitution Plaza
Hartford, CT 06103-1800
Phone: 860-240-8230
Fax: 240-8295

Connecticut Blue Sky Laws

Connecticut Blue Sky Regulations

Delaware Securities Division
State Office Building
820 North French St.
5th Floor
Wilmington, DE 19801
Phone: 302-577-8424|
Fax: 302-655-0576

Delaware Blue Sky Laws

Delaware Blue Sky Regulations

District of Columbia
Dept. of Insurance & Securities Regulation

Securities Bureau of the District of Columbia
810 1st Street, N.E., Suite 701
Washington, DC 20002
Phone: 202-727-8000
Fax: 202-737-2080

District of Columbia Blue Sky Laws

District of Columbia Blue Sky Regulations

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Florida Office of Financial Regulation
Division of Securities and Finance

200 East Gaines Street
Tallahassee, FL 32399
Phone: 850-410-9898
Fax: 850-410-9914
E-mail:
electronic_licensing@mail.dbf.state.fl.us

Florida Blue Sky Laws

Florida Securities Rules

Georgia Securities and Business Regulation Division
West Tower, Suite 802
2 Martin Luther King Jr. Dr., SE
Atlanta, GA 30334
Phone: 404-656-3920
Fax: 404.657.8410

Georgia Blue Sky Laws

Georgia Blue Sky Regulations

Hawaii Department of Commerce and Consumer Affairs: Business Registration Division
Commissioner of Securities

335 Merchant Street, Rm. 205
Honolulu, HI 96813

Mailing address:
P.O. Box 40
Honolulu, HI 96810
Phone: 808-586-2744
Fax: 808-586-2733

Hawaii Blue Sky Laws

Hawaii Blue Sky Regulations

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Idaho Department of Finance
Securities Bureau

800 Park Blvd, Suite 200
Boise, ID 83712

Mailing address:
P.O. Box 83720
Boise, ID 83720-0031
Phone: 208-332-8000
Fax: 208-332-8097

Idaho Blue Sky Laws

Idaho Blue Sky Rules
 

Illinois Securities Department
Lincoln Tower
Jefferson Terrace, Suite 300 A
Springfield, IL 62702
Phone: 217-782-2256
Fax: 217-782-8876

Illinois Blue Sky Laws

Illinois Blue Sky Regulations

Indiana Securities Division
302 West Washington Street, Room E-111
Indianapolis, IN 46204
Phone: 317-232-6681
Fax 317-233-3675

Indiana Blue Sky Laws

Indiana Blue Sky Rules

 


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Iowa Securities & Regulated Business Division
330 Maple Street
Des Moines, IA 50319- 0065
Phone: 515-281-5705
Fax: 515-281-3059
E-mail:
iowasec@iid.state.ia.us

Iowa Blue Sky Laws

Iowa Blue Sky Rules

Kansas Office of the Securities Commissioner
618 S. Kansas Avenue, 2nd Floor
Topeka, KS 66603- 3804
Phone: 785-296-3307
Fax: 785-296-6872
E-mail:
securities@state.ks.us

Kansas Blue Sky Laws (rtf)

Kansas Blue Sky Regulations (rtf)

Kentucky Office of Financial Institutions Division of Securities
1025 Capital Center Drive, Suite 200
Frankfort, KY 40601
Phone: 502-573-3390
Fax: 502-573-0086

Kentucky Blue Sky Laws

Kentucky Blue Sky Regulations


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Louisiana Office of Financial Institutions
Securities Division

8660 United Plaza Blvd, 2nd Floor
Baton Rouge, LA 70809-7024

Mailing Address:
Post Office Box 94095
Baton Rouge, LA 70804-9095
Phone: 225-925-4660
Fax: 225-925-4548
E-mail:
ofila@ofi.state.la.us

 

Maine Dept. of Professional and Financial Regulation
Office of Securities
121 State House Station
Augusta, ME 04333-0121
Phone: 207-624-8551
Fax: 207-624-8590

Maine Blue Sky Laws

Maine Blue Sky Regulations

Maryland Attorney General
Securities Division

200 St. Paul Place, 20th Floor
Baltimore, MD 21202-2020
Phone: 410-576-6360
Fax: 410-576-6532
E-mail:
securities@oag.state.md.us

Maryland Blue Sky Laws

Maryland Blue Sky Regulations


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Massachusetts Securities Division
John W. McCormack Building
One Ashburton Place, Room 1719
Boston, MA 02108
Phone: 617-727-3548
Fax: 617-248-0177

Massachusetts Blue Sky Laws

Michigan Office of Financial and Insurance Services
Ottawa Building, 2nd Floor
611 W. Ottawa Street
Lansing, Ml 48933

Mailing address:
Licensing Division, Securities Unit
Office of Financial and Insurance Services
P. O. Box 30220
Lansing, MI 48909-8201
Phone: 517-373-0220
Fax: 517-335-4978
E-mail:
ofis-sec-info@michigan.gov

Michigan Blue Sky Laws

Michigan Blue Sky Rules

Minnesota Department of Commerce - Securities Division
85 7th Place East, Suite 500
St. Paul, MN 55101-2198
Phone: 651-296-4026
Fax: 612-296-4328
E-mail:
securities.commerce@state.mn.us

Minnesota Blue Sky Laws

Minnesota Blue Sky Rules

 


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Mississippi Secretary of State
Securities Division

202 N. Congress Street, Suite 601
Jackson, MS 39205

Mailing address:
P.O. Box 136
Jackson, MS 39205
Phone: 601-359-1350
Fax: 601-359-2894
E-mail:
cbooker@sos.state.ms.us

Mississippi Blue Sky Laws

Mississippi Blue Sky Rules

Missouri Secretary of State
Securities Division

600 West Main Street, 2nd Floor
P.O. Box 1276
Jefferson City, MO 65101
Phone: 573-751-4136
Fax: 573-526-3124
E-mail:
securi@sosmail.state.mo.us

Missouri Blue Sky Laws

Missouri Blue Sky Regulations

Montana Commissioner of Insurance and Securities
840 Helena Avenue
Helena, MT 59601
Phone: 406-444-2040
Fax: 406-444-5558

Montana Blue Sky Laws

Montana Blue Sky Regulations


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Nebraska Department of Banking and Finance
Bureau of Securities

Commerce Court, Ste. 400 1230 'O' Street
Lincoln, NE 68508-1402

Mailing address:
P.O. Box 95006
Lincoln, NE 68509-5006
Phone: 402-471-3445

Nebraska Blue Sky Laws

Nebraska Blue Sky Rules

Nevada Secretary of State
Securities Division

555 E. Washington Ave., Suite 5200
Las Vegas, NV 89101
Phone: 702-486-2440
Fax: 702-486-2452
E-mail:
nvsec@govmail.state.nv.us

Nevada Blue Sky Laws

Nevada Blue Sky Regulations (pdf)

New Hampshire Bureau of Securities Regulation
State House
107 North Main Street, Room 204
Concord, NH 03301-4989
Phone: 603-271-1463
Fax: 603-271-7933

New Hampshire Blue Sky Laws

 


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New Jersey Bureau of Securities
Gibraltar Building
153 Halsey St.
6th Floor
Newark, NJ 07102

Mailing address:
P.O. Box 47029
Newark, NJ 07101
Phone: 973-504-3600
Fax: 201-504-3601

New Jersey Blue Sky Laws

New Jersey Blue Sky Regulations

New Mexico Securities Division
2550 Cerrillos Road, Santa Fe, NM 87505
Phone: 505-476-4580
Fax: 305-984-0617

New Mexico Blue Sky Laws

New Mexico Blue Sky Rules

New York Bureau of Investor Protection and Securities
120 Broadway
23rd Floor
New York, NY 10271
Phone: 212-416-8222
Fax: 212-416-8816

 


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North Carolina Secretary of State
Securities Division

300 North Salisbury Street, Suite 100
Raleigh, NC 27603

Mailing Address
:
PO Box 29622
Raleigh, NC 27626-0622
Phone: 919-733-3924
Fax: 919-821-0818

North Carolina Blue Sky Laws

North Carolina Blue Sky Rules (pdf)

North Dakota Securities Department
State Capitol Building
600 East Boulevard Avenue, 5th Floor
Bismarck, ND 58505-0510
Phone: 701-328-2910
Fax: 701-255-3113

North Dakota Blue Sky Laws

 

Ohio Department of Commerce
Securities Division

77 South High Street, 22nd Floor
Columbus, OH 43215
Phone: 614-644-7465
Fax: 614-466-3316

Ohio Blue Sky Laws

Ohio Blue Sky Regulations (pdf)


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Oklahoma Securities Commission
First National Center
120 North Robinson, Suite 860
Oklahoma City, OK 73102
Phone: 405-280-7700
Fax: 405-280-7742

Oklahoma Blue Sky Laws

Oklahoma Blue Sky Rules

Oregon Department of Consumer and Business Services - Division of Finance and Corporate Securities
350 Winter St. NE, Room 410
Salem, OR 97301-3881
Phone: 503-378-4387
Fax: 503-378-6444

Oregon Blue Sky Laws

Oregon Blue Sky Rules

Pennsylvania Securities Commission
Eastgate Office Building
1010 N. 7th St
2nd Floor
Harrisburg, PA 17102-1410
Phone: 717-787-5675
Fax: 717-783-5122
E-mail:
pscwebmaster@state.pa.us

Pennsylvania Blue Sky Laws (pdf)

Pennsylvania Blue Sky Regulations (pdf)


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Commonwealth of Puerto Rico
Office of the Commissioner of
Financial Institutions
Centro Europa Building
Mailing Address:
Fernandez Juncos Station
P.O. Box 11855
San Juan, PR 00910-3855

Special Deliveries Address:
1492 Ponce de Leon Avenue, Suite 600
San Juan, PR 00907-1492
Phone: 787-723-3131

Puerto Rico Blue Sky Laws

Puerto Rico Blue Sky Regulations (pdf)

Rhode Island Department of Business Regulation
Division of Securities

233 Richmond Street, Suite 232
Providence, Rl 02903-4232
Phone: 401-222-3048
Fax: 401-222-6654
E-mail:
albert_smith@dbr.state.ri.us

Rhode Island Blue Sky Laws

Rhode Island Blue Sky Regulations (pdf)

South Carolina Attorney General’s Office -
Securities Division

Rembert C. Dennis Office Building
1000 Assembly St.
Columbia, SC 29201

Mailing address:
P.O Box 11549
Columbia, SC 29211-1549
Phone: 803-734-9916

South Carolina Blue Sky Laws

South Carolina Blue Sky Regulations


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South Dakota Department of
Revenue and Regulation
Securities Division
Capitol Building
445 East Capitol Avenue
Pierre, SD 57501-2000
Phone: 605: 773-4823
Fax: 605-773-5953
E-mail:
secur@crpr1.state.sd.us

South Dakota Blue Sky Laws

South Dakota Blue Sky Rules

FAQ

Tennessee Department of Commerce and Insurance - Securities Division
Davy Crockett Tower
500 James Robertson Parkway, Suite 660
Nashville, TN 37243-0583
Phone: 615-741-3187
Fax: 615-532-8375

Tennessee Blue Sky Laws

Tennessee Blue Sky Rules

Texas State Securities Board
208 East 10th Street, 5th Floor
Austin, TX 78701

Mailing address:
P.O. Box 13167
Austin, TX 78711-3167
Phone: 512-305-8300
Fax: 512-305-8310

Texas Blue Sky Laws

Texas Blue Sky Regulations


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Utah Division of Securities
Herber M. Well Building
160 East 300 South, 2nd Floor
Salt Lake City, UT 84111
 

Mailing address:
P.O. Box 146760
Salt Lake City, UT 84114-6760
Phone: 801-530-6600
Fax: 801-530-6980
E-mail:
security@utah.gov

Utah Blue Sky Laws

Utah Blue Sky Rules

Vermont Department of Banking, Insurance & Securities - Securities Division
89 Main Street, Drawer 20
Montpelier, VT 05620-3101
FedEx/Courier:
89 Main Street, 2nd Floor
Montpelier, VT 05620
Phone: 802-828-3420
Fax: 802-828-2896

Vermont Blue Sky Laws

Vermont Blue Sky Regulations

Virginia Division of Securities and Retail Franchising
1300 East Main Street, 9th Floor
Richmond, VA 23219

Mailing Address:
P.O. Box 1197
Richmond, VA 23218
Phone: 804-371-9051
Fax: 804-371-9911
Email:
SEC_Examination@scc.state.va.us

Virginia Blue Sky Laws

Virginia Blue Sky Regulations


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Washington Department of Financial Institutions
Securities Division

General Administration Building
210 11th Avenue SW,
3rd Floor West, Room 300
Olympia, WA 98504

Mailing address:
P.O. Box 9033
Olympia, WA 98507-9033
Phone: 360-902-8760
Fax: 360-586-5086

Washington Blue Sky Laws

Washington Blue Sky Regulations

West Virginia Auditor’s Office
Securities Commission

State Capitol Bldg 1, Room W-100
Charleston, WV 25305
Telephone: 304-558-2257
Fax: 304-558-4211
E-mail:
securities@wvauditor.com

West Virginia Blue Sky Laws

West Virginia Blue Sky Regulations

Wisconsin Department of Financial Institutions
Division of Securities

345 W. Washington Ave., 4th Floor
Madison, WI 53703

Mailing address:
P.O. Box 1768
Madison, WI 53701
Phone: 608-266-1064  Fax:604-264-7979

Wisconsin Blue Sky Laws

Wisconsin Blue Sky Rules


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Wyoming Secretary of State
Securities Division
24th Street & State Capitol Avenue
Cheyenne, WY 82002-0020
Phone: 307-77-7370
Fax: 307-777-5339
E-mail:
securities@state.wy.us

Wyoming Blue Sky Regulations

 

 

 


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618 - 688 West Hastings Street
Vancouver, BC  V6B 1P1
Phone: 604-659-9188
Fax: 604-659-9178

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