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Listing Requirements of the
Over the Counter Bulletin Board -
OTCBB



The stated and un-stated listing requirements for the OTCBB are as follows:

  • fully reporting with the Securities and Exchange Commission,

  • not a black check or inactive company,

  • minimum of 40 stockholders of record holding at least 100 shares each (note: this number is informal and has been moving up),

  • directors, officers, and stockholders will be scrutinized for previous involvements in other OTCBB companies, in particular blank check companies,

  • must have a market maker submit 15c211 application to NASD and agree to act as market maker for securities of company.

  • Go to the listing requirements of other exchanges:

    Master Chart Summary, Amex , TSX, NASDAQNM, NASDAQSM, TSX Venture, CNQ, OTCBB, US Pink Sheets

     

          Alixe B. Cormick
    Venture Law Corporation

    618 - 688 West Hastings Street
    Vancouver, B.C.
    V6B 1P1
    Phone: 604-659-9188
    Fax: 604-659-9178
    E-mail Us
     

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